Ameritrade Forms

Note - Existing Dare Capital Management customers may access these and additional forms by logging onto their account at Ameritrade Advisor Services and then selecting the "Account Services" tab.

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Standard Account Application
This application form is used to establish individual and joint brokerage accounts. All account owners must sign the application.

Individual Retirement Account Application
This application form is used to establish IRAs. Additional forms may be required to establish certain types of IRAs. Please contact a New Accounts representative for assistance.

Specialty Account Application
This application form is used to establish the following specialty accounts: Trust, Partnership, Limited Partnership, Investment Club, Limited Liability Company, Sole Proprietorship, Corporate (Profit or Non-Profit), Non-Incorporated Organization, and Pension or Profit for Small Businesses. Additional paperwork is required to establish these types of accounts. Please contact a New Accounts representative for assistance.

DEPOSIT SLIPS

Deposit Slip
Use this form to accompany deposits made to a new account.

IRA Deposit Slip
Use this form to describe the type of contribution your client is making to the IRA. Providing this document with all of client IRA deposits ensures that accurate information is reported to the IRS.

UTMA Direct Deposit Request
Your client may use this form to authorize direct deposit to an UGMA or UTMA account.

IRS FORMS

IRS Form 5305-SA
5305-SA is an IRS model form employees complete to establish a Savings Incentive Match Plan for Employees (SIMPLE) IRA to hold plan contributions.

IRS Form 5305-SEP
A Simplified Employee Pension (SEP) is a written arrangement that provides an employer with a simplified way to make contributions toward employees' retirement income.

IRS Form 5305-SIMPLE
This form requires a financial organization at which the employer establishes a Savings Incentive Match Plan for Employees (SIMPLE) IRA to act as a "designated financial institution" (DFI). As such, all employees are required to establish their SIMPLE IRAs at the DFI, and all contributions must be deposited there.

IRA FORMS

IRA Change of Beneficiary
This form is used to change the designated beneficiaries for the IRA or the percentages of the account being designated to them.

IRA Deposit Slip
Use this form to describe the type of contribution being made to the IRA. Providing this document with all of IRA deposits ensures that accurate information is reported to the IRS.

IRA Distribution Request
This form is used to specify the reason for a distribution, to authorize the distribution amount, and to stipulate the payment method of the funds in an IRA. View the State Withholding Guidelines online.

Roth IRA Distribution Request
This form specifies the reason for distribution, authorizes the distribution amount, and stipulates the method of payment of the funds in a Roth IRA. (See also IRA Distribution Request Form.) View the State Withholding Guidelines online.